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Gamers Guide

Samurai Games

 

Gaming in Feudal Japan

 

Campaign Scenarios

For role-playing, the following are proposals for scenarios:

 

  • Ahistorical Campaign

The player-characters can meet any historical or fictional character or come across any historical event without regard to actual timeline of history. This will allow the players to enjoy the full panorama of Japanese history.

  • Witness the duel between Miyamoto Musashi and Sasaki Kojiro.
  • Get a massage from Zatoichi.
  • Participant in the revenge of the 47 ronin of Ako.
  • Go from school to school to learn archery and sword fighting techniques.
  • Travel to all the islands and experience the people, places, and culture.
  • Visit temples, learn Buddhism, and practice meditation.
  • Climb Mount Fuji.
  • Go to Iga to learn ninjutsu techniques.
  • Visit the hot springs of Atami (Izu), famous for their medicinal value.
  • Travel with William Adams on a trade expedition to Siam and Cochin China.
  • Visit Nikko, where Shogun Tokugawa Ieyasu is enshrined, and where the natives say "do not mention beauty without having seen Nikko."

Keep geography accurate, however. Daimyo should travel from Edo to their domains along a plausible route. Characters will have to travel by sea to get from Honshu to Shikoku. Castles and temples should be at their historical locations.

  • Genpei War (1180-1185)

Who will win, the Taira or the Minamoto? Travel with Yoshitsuné as he flees from his brother's assassins.

  • Sengoku Period (1467-1573)

    Who will unify the country? Who has the best generals?

    • Uesugi Kenshin
    • Takeda Shingen
    • Oda Nobunaga
    • Toyotomi Hideyoshi
    • Tokugawa Ieyasu

What if Oda Nobunaga had lost the Battle of Okehazama to Imagawa Yoshimoto? What if Ashikaga Yoshiaki's plot to destroy Nobunaga with an alliance of the Takeda, Asakura, Asai, and Ikko monks had succeeded? What if Tokugawa Ieyasu had not won the Battle of Sekigahara?

  • Edo period (1603-1868)

Adventure in the major cities of Edo, Kyoto, and Osaka.

  • Interact with samurai, merchants, ronin, and shopkeepers.
  • Watch kabuki plays and sumo.
  • Visit the pleasure quarters of Yoshiwara (Edo), Shimabara (Kyoto), and Shinmachi (Osaka).
  • Eat sushi, drink saké, and cavort.
  • Kill ninja.
  • Escort daimyo to and from his domain.
  • Practice tea ceremony.
  • Travel the Tokaido from Edo to Kyoto, and visit famous spots along the way.

Osaka Map

  • Boshin War (1868 on)

The Tokugawa Bakufu rejects Commodore Perry's demands to open Japan to foreign trade and diplomatic relations, and remains committed to policies of isolation. A war breaks out between the forces of the Shogunate and those seeking to restore Imperial rule. Both sides are forced to turn to foreign powers for support: America, Britain, France, Portugal, Spain, Netherlands, etc.

It is East versus West, tozama daimyo versus fudai daimyo, old versus new. Who can muster the larger army? Who will get the latest weaponry and use them to their best advantage?

If the Imperialists win, will the Emperor finally wield power? Or will an upstart daimyo take over?

  • Other Scenarios

    • Vendettas
    • Succession disputes
    • Love suicides
    • Musha shugyo -- A sabbatical where the samurai goes on a pilgrimage wandering the land practicing and honing his martial arts skills and meditating on the meaning of Bushido.
  • Roles

    • Daimyo
    • Family member -- Wife, son, daughter, concubine
    • Samurai
    • Ronin
    • Yojimbo "bodyguard"
    • Ninja
    • Warrior monk
    • Merchant

Gaming Notes

  • Bujutsu "Art of War" Training

Although it became less and less of a necessity during the Edo Period, the samurai still prided themselves in their martial skills. As part of their official duties, they participated in martial training of all types. Training was available at schools that had a comprehensive curriculum or specialized in certain disciplines, or master martial artists would visit clan training grounds to provide lessons.

  • Swordsmanship -- Included iaido "art of the quick draw." Schools teaching various techniques and styles were available.
  • Naginata -- Japanese halberd, a polearm with a curved blade at the end
  • Spear
  • Staff
  • Jitté
  • Archery -- Included while riding on horse, as well as etiquette, ritual, and gracefulness of technique
  • Arrow deflection
  • Other weapons such as chain & sickle, war fan, bludgeon, etc.
  • Kiai -- "Battle cry" or the art of using the mind and breathing techniques to enhance the fighting spirit
  • Horsemanship -- Included while riding in water
  • Military strategy & tactics
  • Unarmed combat
  • Sumo
  • Ninjutsu techniques -- Included shuriken "throwing stars"
  • Swimming in armor
  • Etc.

Competition between clans or between schools of a discipline were not all that common, but they were indulged in by lower-ranking samurai in disciplines such as archery.

  • Martial Arts Ranking System

Every discipline had a ranking system, and many were similar. For game purposes, have students start at 10 kyu and progress up to 1 kyu. From 1 kyu the student steps up to 1 dan, which means he has learned or mastered the basics, depending on the discipline. From 1 dan the progression goes up to 10 dan, the highest degree of achievement in an art, and is sometimes awarded posthumously.

This ranking system, with modifications, is now used in many arts where degrees of proficiency is measured. This includes non-martial disciplines such as tea ceremony or flower arrangement. In the game of go, this system is used for handicapping, where someone with a 2 dan ranking would get a three stone handicap advantage from a competitor with a 5 dan rating to balance game play.

Historically, this ranking system was invented during the Edo period for the game of go, and was not used in martial arts until after the Imperial Restoration, when it was introduced in judo. In judo, once a practitioner has achieved 1 dan, he is awarded the black belt. This system has since then spread to other Asian countries.

As this particular system was not yet used for martial arts in the samurai era, there is never a reference to a samurai as being of 5th degree black belt in swordsmanship. It is offered here as a meaningful way to rank proficiencies in the martial arts on a character's stat sheet. For game purposes, it may be useful to have 10 kyu being level -10, 1 kyu being -1, 1 dan being +1, and 10 dan being +10. It may also be useful to have a level 0 between 1 kyu and 1 dan for mathematical purposes. In this system, the legendary Miyamoto Musashi would have a swordsmanship rating of +10, and Hattori Hanzo may have a +10 in various ninjutsu techniques.

  • Sankin Kotai "Alternate Attendance"

 

Daimyo procession leaving Nihonbashi in Edo at the crack of dawn.

--Woodblock print from The Fifty-three Station of the Tokaido by Utagawa Hiroshigé (1797-1858)

In order to control the daimyo, the Tokugawa Shogunate installed a system of alternate residence, called Sankin Kotai, where the daimyo were required to reside alternately in Edo and in their respective fiefs. The period of residence was not strictly fixed and changed over time, but in general it was one year in Edo and one year in their domains. Daimyo of the Kanto region alternated every six months. Travel schedule was spread out to control crowding of roads and facilities, although most occurred in the spring.

While in their domains, every daimyo was required to leave his wife and children in his yashiki "residence in Edo," essentially as hostages. Depending on the daimyo's rank and prestige, his estate in the capital varied in size and closeness to Edo Castle. Maintaining a lavish household for his family and his vassals in Edo and in his fief, and the regular trips back and forth, were costly. This effectively helped to deplete the daimyo's finances, making it difficult for him to wage war against the Shogunate.

While Sankin Kotai was formally enacted into law in 1635 by Shogun Iemitsu, it had been an established custom since the days of Toyotomi Hideyoshi. In principle, Sankin Kotai was a military service to the Shogun. Each daimyo was required to provide a certain number of samurai based on the assessed value of his han.

A daimyo who failed to meet the obligations of Sankin Kotai, such as due to illness, was met with a public reprimand that could include loss of privileges, fines and other punishment, demotion, or even expropriation of domain. In 1686, for repeated offenses, the Bakufu punished the Lord of Echizen with ritual disgrace, revocation of permission to use the Matsudaira name and the hollyhock family crest, loss of his seat at audiences at Edo Castle, and loss of almost half of his territories. In addition, he was to close the main gate of his Edo mansion and restrict himself to using the other smaller gates. Not only did the family lose face, it lost many retainers, several of whom had committed seppuku in vain attempts to remonstrate with their lord.

As there were over 260 daimyo, comings and goings of daimyo cavalcades were practically a daily occurrence in Edo, especially in the spring. Sankin Kotai encouraged road building and construction of inns and facilities along their routes. Special lodgings called honjin were reserved for the use of daimyo.

Depending on the daimyo's prestige and finances, the gyoretsu "procession," can be from a few hundred to a few thousand, and the longest would snake for miles. It was an impressive sight: flying banners, vassals on horseback, foot soldiers with decoratively-covered spears and halberds, porters carrying crates emblazoned with the daimyo's crest, and numerous attendants. The daimyo himself traveled in a lacquered norimon "palanquin" that was sometimes large enough for him to lie down and sleep in, and required eight carriers. When the parade first left Edo, the marchers all wore their finest uniforms and outfits. When they reached the first post station outside Edo, the marchers changed into more practical travel clothes.

Commoners along the road were required to avert their gaze and bow to the ground. Leading the procession were samurai who shouted "Bow down! Bow Down! The lord is coming!" It was not rare for a retainer to strike down anyone who did not show proper respect, as the samurai, by law, had the right to kill any commoner who offended them in any way.

Each gyoretsu had special officers who scouted ahead to see to lodging arrangements and travel conditions. If a daimyo had to travel through unsecure terrain or had reasons to be paranoid, he may have had secret escorts who traveled somewhat behind the group to see if anyone was following them.

Fiefs along travel routes were always on the alert as the parades of armed soldiers marching through their territory posed a security risk. Protocol required that official representatives greet the procession upon entry into their realm and accompany it until it departed its borders, whereupon it would be met by a new contingent of officials. For a paranoid daimyo of a well-trafficked domain, this was an especially time-consuming chore.

The daimyo of the Maeda clan, who was rated at over 1 million koku and ruled the provinces of Kaga, Noto, and Etchu, in mid-17th century had gyoretsu of more then 4,000 that traveled between Edo and his home in Kanazawa Castle (Kaga), located to the west at the coast of the Japan Sea, a distance of about 600 kilometers, or about 370 miles, and took a fortnight of travel. By the mid-18th century this was reduce to about 1,500 due to the sheer cost of travel.

It 1690 the entourage of the Tosa daimyo reportedly numbered 2,775.

Under the 8th Tokugawa Shogun Yoshimuné (1684-1751) daimyo rated at 200,00 koku or more were restricted to 120-130 foot soldiers and 250-300 attendants and porters, while those of 100,000 koku or more could have 80 and 140-180 respectively. Overages required additional payment of fees.

The most distant travelers to Edo were from Kyushu. The Shimazu daimyo from Kagoshima (Satsuma) would take some 50 days to get to the capital. Part of this trip would be on water, but they usually landed prior to the city somewhere along the Tokaido, and marched towards Edo, where the procession would be greeted ceremoniously at the outskirts of the city by the Shogun's officials.

  • Power and Influence

Daimyo power depended on income, status, and influence. Higher income, of course, meant the daimyo can hire more vassals.

Status depended on the following:

  • Higher the income, higher the status.
  • Daimyo of the Tokugawa and Matsudaira clans had higher status than other daimyo.
  • Fudai daimyo had higher status than tozama daimyo.

Influence depended on the following:

  • Higher the status, higher the influence.
  • A daimyo usually had more influence on other daimyo of the same clan.
  • Fudai daimyo had more influence than tozama daimyo.
  • Fudai daimyo had more influence on other fudai daimyo than on tozama daimyo.
  • Tozama daimyo had more influence on other tozama daimyo than on fudai daimyo.
  • Heirs

The successor of a household was not necessarily the oldest son. Theoretically, it went to the most capable. In practice, the eldest was nominally given first consideration. If he was not willing or was deemed unsuitable, the 2nd son was considered next. Etc.

In an unforced, voluntary abdication, the retiring daimyo selected his heir. If there was no abdication, the heir apparent was usually selected by the daimyo before expiration. If for some reason the daimyo was not able to decide on a heir on his own, advisors and family relations offered their preferences.

If a daimyo had no male heir, upon his death the law allowed for the Shogun to appropriate his domains and dissolve the clan. Daimyo without an heir normally petitioned the Shogun to adopt a suitable candidate, usually a non-heir son of another daimyo, whose clan would make a good political ally. If the daimyo had a daughter the new son was often married to her. In these cases it was not unusual for the new son to be unassertive and the wife domineering, as she would have her sway backed by her family. Success of petitions depended on the daimyo's power and influence.

A daimyo with many sons promoted the younger non-heirs to anyone with influence who can find suitable families for them to marry into. Matchmaking is a time-honored tradition that has been practiced throughout the history of Japan at all levels of society. At least among the samurai, both sons and daughters were of value for their potential to create favorable alliances. Professional matchmakers, fortunetellers, and religious advisors were also available for consultation.

Conflicts of succession among claimants and their supporters occurred regularly. They provide plot devices for storylines and scenarios.

  • Marriage

Marriages were normally arranged by a samurai of the same rank or higher than those being married. It was always for political reasons and never for affection, although this may occasionally have occurred after-the-fact.

Samurai usually married women from samurai families, but lower-ranked samurai were allowed to marry commoners. If necessary, a dowry was brought by the woman to start their new lives.

Divorces were rare as it would embarrass the samurai who arranged the marriage. A samurai could divorce his wife for a variety of reasons, including inability to produce a male heir. A wife could initiate a divorce, but it generally took the form of the samurai divorcing her. A divorce meant the samurai had to return any dowry, and this often served to prevent separations. A divorce usually meant dishonor for the wife, and she was allowed to commit jigai, a form of female seppuku, as an option.

Mistresses were allowed, but their backgrounds were carefully scrutinized. If she was a commoner, a messenger would be sent with betrothal money or a note of tax exemption to ask for the parent's acceptance, and many did so gladly as resulting sons could be samurai.

  • Samurai Women

Every daimyo shared the same desire to create a dynasty that would carry on the family name forward into the future with successive generations of good government and virtuous rule, peaceful or otherwise. To this end, samurai wives were expected to produce many children, including and most importantly an heir.

Daughters were valued by daimyo as they were used for seiraku kekkon, the arranged political marriage, to form important family ties between samurai clans. Manipulation of arranged marriages became rampant and were dangerous to the central authorities, so it was law that marriages of members of daimyo clans required the approval of the Shogunate.

The following are stories of samurai women and arranged marriages during the Sengoku Period and its aftermath:

Nohimé

  • Nohimé -- In 1549 Saito Dosan (1494-1556), a powerful daimyo from Mino province, arranged a marriage of his daughter Nohimé to Oda Nobunaga (1534-1582), the son of his rival Nobuhidé, to end hostilities and make peace. At their wedding Nobunaga described her as having "the mind of a genius and the appearance of a goddess," although records apparently do not indicate that he was madly in love with her. There is a popular story about Nohimé that purports that she was acting as a spy for her father, and knowing this Nobunaga falsely told her that he was plotting to have her father Dosan murdered with the help of some of her father's senior retainers. Nohimé conveyed the names of the alleged traitors to her father, who obligingly executes them, effectively weakening him with the deaths of his most loyal followers. The irony here is that Nohimé was considered highly intelligent. After the death of Nobunaga, Nohimé effectively disappears from history.
  • Tokuhimé -- When Oda Nobunaga made his alliance with Tokugawa Ieyasu in 1561, he had his daughter Tokuhimé (1559-1636) married to Ieyasu's eldest son Nobuyasu (1559-1579) when they were both only a few years old. Tokuhimé regularly reported back to her maiden family on the activities of her new one, and when she heard about a plot to have her father Nobunaga killed, she reported this to him. Nobunaga had Ieyasu order the deaths of the two culprits, Ieyasu's own son Nobuyasu and wife Tsukiyama. Ieyasu did this as an act of samurai loyalty to Nobunaga, but he later expressed deep regret about his decision to do so.

Oichi (1547-1583)

  • Oichi -- A tragic life was led by Oda Nobunaga's younger sister and Nohimé's sister-in-law, Oichi (1547-1583). Also known as Odani, Oichi, who was also renowned for her beauty and her resolve, was first married to Shibata Katsuié (1522-1583), Nobunaga's most senior retainer, but as Nobunaga needed a marriage alliance with the Asai clan of Omi, in 1568 he divorced Oichi from her husband, and had her marry Asai Nagamasa (1545-1573), the heir to the clan. Oichi had a son and three daughter by the union. The alliance did not hold and when the two clans went to war, Oichi and her three daughters were returned to her brother. Nobunaga prevailed over the Asai, and Nagamasa, his two sons, and his father committed seppuku. Nobunaga then had Oichi remarry her former husband Shibata Katsuié. After Nobunaga's death, Katsuié sided against Toyotomi Hideyoshi, who triumphed, and Katsuié and Oichi committed seppuku.

Yodo-dono (1569-1615)

  • Yodo-dono -- Toyotomi Hideyoshi (1536-1598) spared the three daughters of Oichi, and took as his concubine the eldest, Yodo-dono (1569-1615), whose life was even more tragic than of her mother. Yodo-dono, also known as Yodogimi, had seen the suicides of her father, mother, and stepfather, all consumed by flames in blazing castles, and had to submit to the man who caused the death of her parents. After Hideyoshi had prevailed over all his enemies and became supreme dictator of Japan, Yodo-dono bore him a son, Hideyori (1593-1615), who became his designated successor. When Hideyoshi died in madness when Hideyori was only 5 years old, the child was placed under the care of the Five Tairo until he came of age. Yodo-dono shaved her head and became a nun, and remained at her son's side. After the seminal Battle of Sekigahara in 1600, Tokugawa Ieyasu (1542-1616) took over the country as absolute ruler and became Shogun. His son Hidetada, the 2nd Tokugawa Shogun, arranged the marriage of his 7 year old daughter Senhimé (1597-1666) to Hideyori. Despite this, Ieyasu was never comfortable with Hideyori and saw him as a potential threat. Eventually a war broke out between the two, and in 1615 Hideyori and his mother Yodo-dono were besieged in Osaka Castle, where the battle being lost and the castle in flames, they committed suicide. The son of Hideyori and Senhimé, Toyotomi Kunimatsu (1608-1615), who was 7 years old at the time, was captured and later beheaded, ending the Toyotomi legacy. Senhimé survived, and in 1616 her grandfather Ieyasu remarried her to Honda Takatoki (1596-1626), who the next year received the daimyoate of Himeji-Shinden (Harima). After his death she became a Buddhist nun and moved back to Edo.

Ohatsu (1570-1633)

  • Ohatsu -- Oichi's 2nd daughter was Ohatsu (1570-1633), who in 1587 Toyotomi Hideyoshi married off to his vassal Kyogoku Takatsugu (1560-1609), daimyo of Omi (60,000 koku). In 1600 Takatsugu sided with the Tokugawa, and was rewarded with the fief of Obama (Wakasa -- 92,000 koku). Although he was categorized as tozama, Takatsugu prospered. As Ohatsu had connections with both the Toyotomi and the Tokugawa, she long served as a liaison between the rivals until 1615, when the Toyotomi was eliminated. Ohatsu is the mother of Takatsugu's son Kyogoku Tadataka (1593-1637), who married the 4th daughter of Shogun Tokugawa Hidetata. After her husband's death, Ohatsu became a nun and withdrew to Nozen-zan, a Buddhist convent in Obama.

Oeyo (1573-1626)

  • Oeyo -- Oichi's 3rd daughter was Oeyo (1573-1626), who married the 2nd Tokugawa Shogun Hidetada (1579-1632), 3rd son of Ieyasu. They had two sons and two daughters. Their eldest son Iemitsu became the 3rd Tokugawa Shogun. Their 2nd son Tadanaga (1606-1633) was favored by his mother be the 3rd Shogun, but instead was appointed daimyo of Kofu (Totomi -- 550,000 koku), which covered the provinces of Suruga, Totomi, and Kai. Tadanaga was eventually arrested for misconduct and forced to commit seppuku. Their older daughter was Senhimé, who her father married off to Toyotomi Hideyori at the age of 7, to the dismay of her grandfather Ieyasu. Her tragic life is summarized above; see Yodo-dono. In 1620 Hidetada married their 2nd daughter, Masako (1607-1678), also known as Kazuko, to Emperor Go-Muzunoo (1596-1680). In 1629 their daughter became Empress Meisho (1624-1696), at the age of 5, when her father was forced to abdicate due to misconduct. She reigned from 1629-1643, and had no children of her own.

Outside of producing heirs, the main duty of samurai wives was the maintenance of the household. As daimyo traveled back their home han every other year, wives of daimyo had to stay behind and manage all household affairs, including care for the children, that did not involve vassals, who had their own responsibilities.

Traditionally, a samurai woman was trained in some martial arts, but it was usually in the use of the naginata "Japanese halberd," a polearm with a curved blade at the tip, and a dagger, called the kaiken. She would receive the kaiken as a wedding gift, and the small knife was carried in a scabbard in her obi for self-defense, and was considered good luck.

A samurai woman wielding a naginata "Japanese halberd"

Traits valued in samurai women were:

  • Humility
  • Obedience
  • Self-control
  • Strength
  • Loyalty
  • Self-sacrifice

Samurai wives were also expected to be skilled at:

  • Managing property
  • Keeping records
  • Dealing with financial matters
  • Education of the children (and servants, if necessary)
  • Caring for elderly parents or in-laws

A good head for financial matters was especially important as the samurai themselves tended to shun the counting of money as it ran counter to the Bushido ideals of loyalty and valor above all else in the fields of battle, which effectively made many of them relatively incompetent and clueless in business matters, budgeting, and economics.

Samurai mothers were expected to exercise discipline and not indulge or spoil their children.

Samurai women were prohibited from engaging in political affairs, traveling alone, or committing adultery.

As the Edo Period progressed and more value were placed on education, women of all classes began their education at an earlier age. Along with physical attractiveness, intelligence and education began to be seen as desirable attributes for a wife. More women learned to read, and though many text written for women were mainly about how be a successful wife and household manager, they also began to read philosophical and literary classics. By the end of the Tokugawa Period, nearly all women of the samurai class were literate.

  • Concubines

A husband had one legal wife at a time. Usually, men who can afford them also had several concubines. Indeed, he was generally encouraged to have many concubines, within reason, to produce more offspring.

Emperor Go-Daigo (1288-1339) had 17 wives and concubines, and at least 31 children.

The 11th Tokugawa Shogun Ienari (1773-1841) reportedly had 15 concubines, and 24 occasional companions, but is reputed to have been a degenerate with a harem of 900 women, and fathered 75 children.

A concubine was usually of lower status and could be someone who one fancied, or someone recommended by anyone of influence.

Concubines usually lived in the same household with the man's legal wife in a jealously-preserved hierarchy.

Concubines had certain status and legal rights. For instance, a son of a concubine and a samurai would be a samurai, and occasionally became the heir upon his father's death.

Many women willingly became a concubine. For these women, concubinage offered them a better situation and economic security. The advantages often extended to their parents to a certain degree, as they were grandparents of any children from the union, although they may not have been allowed to see them.

Sometimes a concubine would be released, e.g., if the sponsor had grown tired of her, and have her marry one of his retainers.

Sometimes a concubine would have an outside lover. If she is found out, she is either executed or sometimes exiled, based on the sponsor's leniency and her perceived culpability.

Concubines provide natural plot lines:

  • Conflict between the wife and a concubine.
  • Petty jealousies among concubines.
  • Succession disputes between sons of the head of the family.
  • Comrade Loves

In feudal Japan love between men was viewed as the purest form of love. This did not necessarily involve a sexual relationship, but it often did. Theoretically men who loved each other would boost the morale, bravery, and fighting spirit of the group through comradeship and self-sacrifice in the battlefield. Generally this bond between men was stronger than those they had with their wives, who were selected mainly for political purposes and rarely for any affectionate reasons.

There was also a tradition where it was customary for a young samurai to apprentice to an older and more experienced man. The young samurai would usually be his lover for many years, and the practice, called shudo, was held in high esteem by the warrior class. Shogun, daimyo, Emperors, and head priests who did not practice shudo were exceptions, and were most often bisexual. In sources which do not reference this type of relationship, the younger lover, called wakashu, are euphemistically referred to as a protégé, page, subordinate, student, or apprentice. This practice is called pederasty in in the western tradition, which was practiced in ancient Greece, Rome, and elsewhere.

  • Ronin

Within a few generations after Ieyasu became the 1st Tokugawa Shogun, samurai essentially became bureaucrats. No longer were they practitioners of Bushido, but men who sought to preserve and advance their position in government.

The real adventurers during this time were ronin, who were men of samurai background, but without a master to serve. Since they were of samurai heritage they wore the two swords indicating their class. There were two types:

  • Samurai who became ronin by choice -- These men voluntarily left the service of their lord, and gave up their stipends, for one reason or another. They may have felt the life of vassalage was oppressive and stifling. They may have felt their lord was unworthy of their service. They may have had ambitions for other interests such as travel or writing. Provincial samurai may have left their homes for a life in the city. There were not a great many in this group. These ronin was considered especially shameful for turning their back on the Bushido code.
  • Samurai who lost their position involuntarily -- This may be due to the abolishment of the fief for one reason or another, the loss of position due to misconduct, etc. They will tend to go from daimyo to daimyo looking for another gainful position. This group made up the great majority of ronin.

During the Edo Period, the number of ronin increased greatly. The confiscation of fiefs during the rule of the 3rd Tokugawa Shogun Iemitsu (1604-1651) resulted in an especially large increase of ronin, a number which approached half million. As peace prevailed throughout the rest of the period, the need to maintain a standing army greatly declined. This coupled with the financial problems many in the military class suffered, more and more samurai lost their positions.

Duel between Miyamoto Musashi and Sasaki Kojiro at Ganryu Island
April 13, 1612 

– 1856 woodblock print by Utagawa Kuniyoshi (1798-1861)

The most famous ronin is the great swordsman Miyamoto Musashi (1584-1645). Musashi fought his first duel when he was 13 years old, when he killed Arima Kihei, who not a terribly talented swordsman. He was at the Battle of Sekigahara in 1600, for the Toyotomi side, but there is no confirmation that he participated in battle. A few years later, when Musashi was about 20 years old, he fought a series of duels against the Yoshioka clan, who ran the foremost school on the art of the sword in Kyoto. He killed all the three heirs and single-handedly caused the demise of the Yoshioka School. Afterwards, from 1605 to 1612 he traveled extensively all over Japan in a musha shugyo "warrior pilgrimage" during which he honed his skills with duels. Musashi fought over 60 duels and was never defeated, and he never cared which weapon his foe used. In 1612 Musashi defeated Sasaki Kojiro at Ganryu Island, on the strait between Honshu and Kyushu, in the most famous duel in Japanese history, arranged by Hosokawa Tadaoki, daimyo of Kokura (Buzen -- 370,000 koku). In 1614-1615 Musashi fought in the two Sieges of Osaka Castle, but accounts differ as to which side he fought for. In 1615 he entered the service of Ogasawara Tadanao of Harima as construction supervisor, and helped construct Akashi Castle. In 1621 Musashi defeated Miyake Gunbei and three other adepts of the Togun-ryu in front of the daimyo of Himeji. Musashi later helped lay out the organization of the town of Himeji. In 1622 Musashi embarked on a new series of travels, winding up in Edo in 1623, where he applied to become a swordmaster to the Shogun, but as he already had two, Jiroémon Tadaaki and Yagyu Munenori, his application was denied. In 1634 Musashi entered the service of the daimyo Ogasawara Tadazané (1596-1667), daimyo of Kokura (Buzen -- 150,000 koku), and took a major role in the Shimabara Rebellion. In 1643 Musashi retired to a cave named Reigando, to the west of Kumamoto (Higa), as a hermit to write Go Rin No Sho "Book of Five Rings." He died in 1645, soon after completing his manuscript.

  • Vengeance

Revenge for the death of one's father or liege through murder or other foul play was a solemn and loyal duty of the samurai under the codes of Bushido and Confucianism. A samurai who shrank from this obligation was considered beneath contempt.

Although katakiuchi "vengeance" was sanctioned, a samurai must first report his intentions to a court of criminal justice to receive permission and a certificate of authorization to search for and slay the offending party. If the petition is for just cause, the court was not allowed to deny the vendetta. The certificate would have the avenger's name, home domain, and some details of the vendetta. Once the deed was accomplished the samurai must immediately report this and present the certificate to the nearest authorities. After questioning, and if everything is found to be in order, the samurai is free to return home, usually with congratulations, and perhaps lauded for his achievement. After this the samurai must return home as soon as possible with proof of his accomplishment.

If the avenger did not procure prior permission for the vengeance, it was considered illegal and the punishment or pardon depended on the circumstances.

The following are a few of the famous vendettas from samurai history with, perhaps, embellishments from popular storytellers of the day.

  • Soga Monogatari "Tale of the Soga Brothers"

In 1176 Kawazu Saburo Sukeyasu, an active sumo wrestler and son of Jiro Sukechika, the head of the Ito clan in Izu, was murdered by his cousin Kudo Suketsuné in the mountains of Hakoné.

Sukeyasu had two sons, 3 and  5 years old at the time. Although the murderer feared the possibility of a later revenge, not unusual in samurai history, they were for some reason spared. The two boy's widowed mother later married Soga Sukenobu, who adopted the elder son Juro Sukenari and raised him as a warrior. The younger brother, Goro Tokimuné, was exiled to a Buddhist temple in Oiso (Sagami) to become a monk. The two brothers plotted to revenge their father's death and secretly trained themselves for when the right circumstance arose.

The Soga brothers practicing swordsmanship on a mound of snow.

--Woodblock print by Utagawa Kuniyoshi (1798-1861)

In 1193, Suketsuné was out on a hunting party hosted by the Shogun Minamoto Yoritomo. Juro, now 22 years old, recognized the opportunity, rode to pickup his brother Goro, now 20, at Oiso, and with the help of two girls, Tora Gozen and Tegoshi no Shosho, headed for the hunting camp at the slopes of Mount Fuji. In pouring rain they found Suketsuné in a tent and killed him. A fight broke out between the retainers of Suketsuné and the two brothers. Juro was killed in the fight and the younger Goro was tripped by a sumo wrestler name Goromaru and captured.

The next day Goro was dragged in front of Shogun Yoritomo and told the story of how he and his brother spent the last 18 years of their lives waiting to take revenge on the man who had killed their father. Yoritomo himself had a hard life as an exile when he was young, and not only the Shogun but also his men were moved by the dedication of the sons of Sukeyasu to complete their filial duties. Although Suketsuné was one of Yoritomo's favorite retainers, the Shogun was inclined to spare Goro's life, but Suketsuné's son insisted on death. The story goes that Goro said "Give me death! I have been resolved to die. I want to meet my father and brother in the next world as soon as possible." Goro was then beheaded.

Shogun Yoritomo honored the Soga brothers by reinstalling their mother as the legitimate owner of her late husband's estate. As neither Juro and Goro had children, the vendetta ended with their deaths. Their graves are located at Jozen-ji in Odawara.

The revenge of the Soga brothers was extremely popular during the Edo Period, and it was adapted for Noh, bunraku, and kabuki, where several hundreds of plays based the Soga brothers' various exploits were performed for centuries.

  • Igagoé Vendetta

In 1630, on the night of the bon odori festival in Okayama, Watanabé Gendayu, a son of a retainer of the local daimyo Ikeda Tadao (1602-1632), was murdered by Kawai Matagoro, also a retainer of the Ikeda. Matagoro took flight and ran off to Edo, where a comrade, hatamoto Ando Jiémon, sheltered him. Tadao ordered a raid to capture the culprit, but it was seriously bungled, and Matagoro escaped.

In 1632 Gendayu's older brother Watanabé Kazuma, at the age of 18, received official approval to search for Matagoro. In 1834, Kazuma heard that Matagoro, who was hidden in Nara by his uncle, was on his way to Edo with his guards. Kazuma, his brother-in-law and renowned swordsman Araki Mataémon, and two others waited for the party at Iga-Ueno, 60 miles, or 97 kilometers, due east of Osaka.

When the two sides met, Kazuma and Matagoro fought in a heroic duel that lasted all day, until Kazuma prevailed. The avengers surrendered themselves to the local authorities of the Todo clan. They had fulfilled the requirements of the vendetta, and the event became famous as a legal duel conducted within the limits laid down by law.

  • Revenge of the Daughters

The following is a version of the vengeance of two daughters from the kabuki play Gotai eiki shiro ishi banashi.

In a rice field in a village near Shiro-ishi-banashi in Mutsu, Shiga Daishichi, a samurai who was hiding from the authorities, was surprised by a farmer named Yomosaku, and killed him.

The farmer had two daughters, the eldest, Miyagino, had been engaged to be married to a samurai, but through poverty had been sold into prostitution, and had become a tayu "courtesan" of the highest rank in Yoshiwara, in Edo. The younger daughter, Shinobu, traveled from the village to Edo to find her sister. As she was unfamiliar with the great city, by chance, at the Kaminari Gate of Asakusa, she was helped by Muneteru, master of Okurosha, where Miyagino was employed. When the girls met, Shinobu informed her sister of the death of their father.

Daishichi had been captured by the village headman, who was the girls' uncle, and turned over to the local daimyo. The two daughters vowed to seek revenge and secretly slipped away from Yoshiwara to Miyagino's fiancé to study the martial arts from him.

In 1649 the girls returned to their village and went through the formalities of asking their daimyo for authorization to avenge the death of their father. The lord promptly had the culprit brought forward and the girls immediately prepared for the fight. Shinobu incapacitated Daishichi's sword with her kusari-gama "sickle and chain" and Miyagino finished him off with her naginata "Japanese halberd."

Subsequently Miyagino was freed from her servitude as a courtesan, married her fiancé, and lived happily ever after. 

  • Kameyama Vengeance

In 1672 Ishii Uémon was murdered by Akabori Gengoémon at Osaka Castle. Uémon had four sons, and his eldest, Hyoémon, who was 18 years old at the time, applied for a leave of absence from his lord, and set off in search of revenge. Unable to find Gengoémon, Hyoémon killed his father, Akabori Yugen, in Otsu, hoping his enemy would make an appearance. Gengoémon, now looking to revenge his father's death, tracked Hyoémon to a bath house, where he attacked and killed him from behind.

The duty of revenge passed on to Uémon's 2nd son Hikoshichiro, but he died an early death. Uémon's two other children, Genzo, who was 6 years old, and Hanzo, who was only 3, were being cared for by a relative. In the meantime, Gengoémon entered the service of the Itagaki clan in Kameyama with a stipend of 150 koku, and changed his name to Suinosuké.

In 1688 the two brothers, who were now 20 and 17 years old, went to Edo to study the Sankin Kotai comings and goings of the Itagaki clan, disguised as peddlers. The two were eventually able to enter into service of the Itagaki, and changed their names to Morihei and Han'émon. As fellow retainers, they were now able to keep watch on Suinosuké.

Upon the hour of the dragon, 8 a.m, on the 9th day of the 5th month, 1701, the two sons of Ishii Uémon struck and killed Akabori Suinosuké, who was accompanied by his attendant, as he made his way through the Ishigaki Gate inside Kameyama Castle. The attendant ran off and the two tied on the corpse a note explaining their actions. They fled from Kameyama and sent a letter to their family rejoicing in accomplishing their vengeance finally after 28 years. The brothers made their way via the Nakasendo to Edo, and reported to the machi-bugyo. They were not punished for their deeds as they had carried out the vendetta in accordance with samurai tradition. Instead, because they showed talent and perseverance, the brothers were enlisted by Lord Aoyama Tadashigé of Hamamatsu Castle (Totomi), and were each given a stipend of 250 koku.

  • Revenge of the 47 Ronin

In the morning of the 14th day of the 3rd month of the 14th year of Genroku, 1701, Asano Takumi-no-kami Naganori (1667-1701), Lord of Ako (Harima -- 55,000 koku), in anger attacked the Bakufu's highest ranking master of protocol, Kira Kozuke-no-suké Yoshinaka, in Edo Castle. Kira suffered a minor wound and Asano was arrested. Asano stated the he had a personal grudge against Kira, and because of accumulated anger decided to kill him. Kira claimed that he was not aware of any grudge against him and thought that Asano had become deranged. The reason for the grudge is apparently not recorded anywhere in official records, although Kira was reputed to be an arrogant and a coercive bribe-taker; a few years earlier another daimyo in Asano's position seriously contemplated killing him. As any sort of violence in the Shogun's palace was against the law, Lord Asano was quickly sentenced to death by seppuku and his domain was dispossessed. He disemboweled himself that very evening of the assault.

In the early afternoon of the attack, two of Asano's retainers were dispatched to Ako to report the incident. After the seppuku, two more followed. These men traveled day and night taking one express palanquin after another, covering the 620 kilometers, or 380 miles, in four and a half days.

The clan petitioned the Shogunate to reinstate the daimyoate under Naganori's brother and designated heir Daigaku, but this was denied. The Ako retainers who numbered over 300 were now ronin. Although revenge was officially prohibited in this case by the 5th Tokugawa Shogun Tsunayoshi (1646-1709), the clan karo "elder" Oishi Kura-no-suké Yoshio (1659-1703), after careful consideration, revealed his plan to take vengeance on Kira. Sixty-one of the retainers took a blood oath to carry out the vengeance. They would secretly prepare for the vendetta posing as commoners or monks, waiting for the right opportunity. Although Oishi had left his wife and seemingly led a life of leisure and drunkenness in the entertainment quarters, spending many nights in the now-famous and exclusive Ichiriki Ochiya in the Gion district of Kyoto, Kira was a paranoid and careful man, and surrounded himself with many bodyguards in his estate in Edo, but in time he relaxed and let down his guard.

Once Oishi was confident that Kira was no longer worried for his safety, he snuck out of Kyoto for Edo, where his men were secretly gathering arms and armor for the eventual attack. One of the retainers, Okano Kin'émon Kanehidé, went so far as to court the daughter of the architect of Kira's mansion to get plans of the building.

A year and eight months after the death of their lord, the ex-men of Ako got news that Kira would be at his mansion after a tea party that afternoon. On a snowy winter night, the 15th of the 12th month, 1702, a band of 47 of the remaining ronin gathered to attack Kira's mansion. The group was split into two with Oishi leading the attack on the front gate and his son Chikara leading the attack via the rear gate. A drum sounded the simultaneous attack and a whistle was to be sounded when Kira was found.

Oishi Kura-no-suke Yoshio (1659-1703)

Chushingura

--Woodblock print by Utagawa Kuniyoshi (1797-1861)

After scaling the walls and gates opened, there was fierce fighting with dozens of Kira's retainers, killing and wounding many, including his grandson Yoshichika. After subduing the defenders, Kira was still not to be found. Oishi checked Kira's bed, and it was still warm, so the object of their vendetta could not be far. Kira was eventually found cowering. Oishi presented to Kira the dagger that his lord Asano had used to commit seppuku and entreated him to do the same. Kira refused, so Oishi cut off his head with the dagger.

The day was now breaking and one of the ronin, the ashigaru "foot soldier" Terasaka Kichiémon, was ordered to travel to Ako and inform the people there that their revenge had been completed. The rest of the avengers marched to Sengaku-ji, where Asano was buried, carrying Kira's head. There they washed and cleaned the head in a well and presented it and the fateful dagger in front of Asano's tomb. The 46 ronin then turned themselves over to the authorities. Although the Shogunate received a number of petitions from the admiring populace to spare the loyal men as they had followed the precepts of Bushido by avenging the death of their lord, since the Ako ronin had defied the prohibition against the vendetta, nearly fifty days after the assault, on the 4th day of the 2nd month, 1703, they were allowed to honorably commit seppuku, and were buried alongside their lord in Sengaku-ji.

Seppuku of Oishi Yoshio on the 4th day of the 2nd month, 1703

In the aftermath many of the former vassals of Asano, who had problems finding employment, as they had served under a disgraced clan, were cleared of their blemish and were able to find service with other lords. Kichiémon eventually returned to Edo, was pardoned by the Shogun on account of his youth, lived to a ripe old age of 78, and was buried with his comrades. Daigaku was allowed by the Shogunate to re-establish his clan and received a small part of the former Asano fief, but not at a daimyo level. The 46 men had a total of 19 sons. The four who were 15 years or older were exiled, but pardoned three years later. The rest who were younger then 15 took Buddhist vows to escape exile. Kira's grandson Yoshichika, whom he had adopted as a son, and who was seriously wounded during the fight, was stripped of his holdings on the grounds that he did not fight to the death to protect his father. He was placed in the custody of a local daimyo as a semi-criminal and died of his wounds four years later.

The incident quickly caused a sensation throughout the Empire. It generated a spirited discussion among Confucian scholars and others. Within two weeks there was a play based on the event, but even though the names were changed and set in a different era to avoid the censors, it was shut down by the authorities. Many others soon followed, especially in Osaka and Kyoto, further away from the capital, and were mostly for the bunraku puppet theater and kabuki. They are collectively known as Chushingura "Treasury of Loyal Retainers." Woodblock prints depicting scenes from the plays are among the most popular in the genre.

Over a dozen versions of the story has appeared on film and in television. The best movie version is Hiroshi Inagaki's Chushingura (Toho 1962), one of the most beautiful films in Japanese cinema. Another recommended film is Kon Ichikawa's 47 Ronin (NTV 1994) starring Ken Takakura as Oishi, which on the surface is more realistic and a bit more historical, and a more serious counterpart to Inagaki's more rousing version.

  • Vendetta at Gojiingahara

The following is from a short story written by Mori Ogai (1862-1922) with a detailed account of a celebrated incident.

Late in the year 1833 Yamamoto Sanzaémon, treasurer of the Edo mansion of Sakai Tadamitsu, Lord of Himeji (Harima -- 150,000 koku), was attacked by a robber and subsequently died of his wounds. The offender was determined to be a messenger named Kamezo. On the 2nd month of 1834, his son Uhei, who was 19, his daughter Riyo, who was 22, and his younger brother Yamamoto Kuroémon, who was 45 and a vassal of Himeji karo "elder" Honda Ikiri, received permission from Lord Tadamitsu to perform the vendetta. Although Riyo was named on the document, and was determined to join in the hunt for the miscreant, Kuroémon insisted that it was inappropriate for her to come along as she was a woman.

Neither Uhei nor Kuroémon had ever seen Kamezo, so they did not know what he looked liked. Fortunately a man named Bunkichi appeared and stated that he had served the Sakai clan as a messenger at the same time as Kamezo and could identify him. Bunkichi, who was 42 years old, volunteered to go along and was invited to become Uhei's vassal.

After paying their respects at the grave of Sanzaémon, the three set off for Takasaki (Kozuké) where they had been informed that it was Kamezo's prior residence. Although they did not expect to find Kamezo there, it was the only lead they had. It was like finding a particular grain of rice in a granary. From Kozuké, they searched through the provinces of Musashi, Kai, Shinano, Hida, Mino, Owari, and Isé, where they visited the shrine to pray for the successful completion of their mission. From there they took the Tokaido through Omi, Yamashiro, Kawachi, and Settsu to Osaka. After searching the city for 23 days, the party entered the provinces of Harima and Bizen. On the 16th day of the 6th month, 1834, they crossed by boat to Shikoku, landing in the province of Sanuki. They searched the mountains there and entered Iyo. From there they took a boat to Kyushu, landing in Bungo. They spent many months searching the provinces of Higo and Hizen, before leaving Kyushu from Buzen, landing in Nagato province on the 6th day of the 12th month.

At this point snow was falling and Kuroémon's foot was in bad shape. He reluctantly took a boat back to Himeji in Harima to recuperate. Uhei and Bunkichi continued their search through the provinces of Suo, Aki, Bingo, Bitchu, and Bizen before reuniting with Kuroémon in Himeji on the 20th day of the 1st month, 1835. The next month they gathered in Osaka, where their money ran out. Uhei became moody and decided he longer wanted to actively participate in the vendetta. He asked Kuroémon to take Bunkichi as his vassal and walked away.

Soon thereafter, Kuroémon received a letter from Sakurai Sumazaémon, brother of Sanzaémon, that he had overheard a conversation that Kamezo was seen at the Asakusa Temple in Edo. The two immediately left for the capital and arrived on the 7th month of 1835. They did not let their families know that they had entered the city. On the 13th day of the month, the day of the Bon festival, after searching all day, they finally spotted Kamezo near the temple grounds. Around midnight they apprehended the object of their vendetta. Kuroémon had Bunkichi run to fetch Riyo. When she arrived, Kuroémon released Kamezo's bonds and the three prepared to attack him. Kamezo dove in the direction of Riyo, but she jumped back and, with her father's short sword, she dealt him a severe wound. Kuroémon took the honor of finishing him and cut off his throat. Riyo regretted that Uhei was not there.

The three went to the guardhouse in Kashi under the authority of Honda Tadataka, Lord of Okazaki (Mikawa -- 50,000 koku), to give their story. A report was sent to the Shogunal inspectors-general and to Sakai Tadanori, successor to Tadamitsu, who had originally given permission for the vendetta. On the evening of the 14th, the Nishimaru inspector and chief police official Mizuno Unemé dispatched the Nishimaru assistant inspectors-general Nagai Kamejiro and Kubota Eijiro, the Nishimaru inspectors-general of commoners Hiraoka Tadahachiro and Inoué Matahachi, the fief representatives Shimoya Rinzaémon and Itami Chojiro, and four han messengers to conduct a formal investigation. They were joined by overseers from the Honda, Endo, Hiraoka, and Udono residences. The investigation took one hour and Udono Kichinojo reported their findings to inspector-general Matsumoto Sukenojo of the Western Enciente of Edo Castle. Shono Jifuzaémon, proxy of the Sakai lord in Edo, reported back to the Sakai mansion's investigator-general; and the Sakai mansion filed a report with the Shogunate senior councilor Okubo Tadazané.

The three were summoned the next day, the 15th, to the residence of the Edo city magistrate Tsutsui Masanori. The Sakai mansion assigned a company of foot soldiers led by an inspector-general, assistant inspector-general, and a lower samurai official, to escort Kuroémon and Riyo, who rode in palanquins, and Bunkichi, who walked behind them. They were personally interrogated by the magistrate. The following day they were again summoned by Tsutsui and were interrogated by his police official Nisugi Hachizaémon; they then signed an affidavit. That day Riyo received formal congratulations for accomplishing the vendetta from her former employers at the Hosokawa residence, where she was working when her father was attacked.

On the 19th day of the month they went to Tsutsui's mansion again to listen to the draft of the report. On the 23rd day they went again to impress their thumb prints on the final draft of the document. Finally on the 28th day, on their 5th visit, at the request of the Shogunal senior councilor Mizuno Tadakuni, Kuroémon and Riyo were declared "extremely commendable and innocent without any crime," while Bunkichi received a formal notification of "innocence without any question." They then received the praise of Tsutsui.

Afterwards Kuroémon and Riyo returned the license granting them permission to perform the vendetta to the office that issued the document.

On the 1st day of the 8th month, 1835, the relatives Yamamoto Heisaku and Sakurai Sumazaémon accompanied the trio to an audience in the office of the highest Sakai retainers. The inspector-general, who sat next to the han karo "domain elder" Kawai Kotaro, made the announcement to Riyo that since she was a woman, she especially merited Lord Sakai's praise, and therefore would succeed as the head of Sanzaémon's household. She was granted a stipend of 14 koku, and was told that the lord wished for her to find a suitable husband.

On the 11th day of the month, Riyo received an audience with Lord Sakai. She was presented with one roll of black silk crepe, one roll of undercloth of red silk with cotton underlining, and one roll of double-lined white silk. On the same day she received from Lady Hamacho, cousin of the late Lord Sakai Tadamitsu,  one roll of striped crepe silk; and from the widow of the late Sakai Tadataka a dyed Takasago striped crepe silk wrapper, two fans, and a purse.

Lord Sakai Tadanori sent a letter to Kuroémon's lord, Himeji karo Honda Ikiri, that Kuroémon should be praised for his discretion, and out of special consideration for his deed he had been granted a special outer coat with the mon "crest" of the Sakai clan. Honda conferred 100 koku of rice upon Kuroémon and promoted him to the post of personal attendant of the upper rank. Honda also gave Riyo 400 ryo to buy kimono material, and from Honda's mother one roll of striped crepe silk and a box of dried fish.

Bunkichi was summoned to the office of the inspector of the Sakai clan and formally made the servant and vassal of Yamamoto Kuroémon, and given the rank of lesser official, four ryo of gold, and a stipend of two koku. His name was changed to Fukanaka and was posted as forest warden at the Sakai clan estate at Kisugamo.

  • Ninja

Archetypical ninja

--Woodblock print from Hokusai Sketchbook (1817) by Katsushika Hokusai (1760-1849)

Historically there were two types of ninja:

  • Those who used stealth tactics and went on covert missions
  • Those who fought openly as samurai during times of war using ninja fighting techniques

In cases of the former, a daimyo would hire ninja for:

  • Espionage
  • Sabotage
  • Infiltration
  • Assassination

Samurai often hired ninja for covert activities that required the use of underhanded tactics, which they were careful to avoid in order to preserve their reputation and image.

Professional ninja were mercenaries, and were almost always contracted through an intermediary. The arrangement was made in total secrecy by all concerned, and the mission was never to be revealed. If the ninja was caught, he must kill himself before anything is exposed.

The original ninja credo required complete secrecy and anonymity. There were to be no record of their background, activities, or even existence. Their ninja techniques, collectively called ninjutsu, were taught and passed down orally, and were never to be divulged. That said, there were many samurai who were known to be of ninja background, and many manuals on ninjutsu, a few of which included some ninja history, began to appear after mid-17th century.

Clans devoted to the training of professional ninja appeared in the province of Iga and the nearby region of Koga just to the north in Omi province. The area is a small mountain-ringed basin in the center of Japan's Kinki region.

It is claimed that there were over 70 schools of ninjutsu and all the arts of ninja could be acquired within a radius of 45 miles, or 72 kilometers, from Iga. Three of the most prominent ninja clans of Iga were:

  • Hattori -- Controlled western Iga
  • Momochi -- Controlled southern Iga
  • Fujibayashi -- An offshoot of the Hattori, controlled northeastern Iga

Hattori "Devil" Hanzo (1542-1596)

Each of the three clans had a member who was one of the Three Iga Ninja Grandmasters. The most famous of these is Hattori Hanzo (1542-1596), a vassal of Tokugawa Ieyasu, who was nicknamed "Devil Hanzo," and is considered one of the future Shogun's three bravest retainers. Hanzo's father Yasunaga served Matsudaira Kiyoyasu, Lord of Mikawa, and grandfather of Ieyasu. Although he was born and raised in Mikawa province, Hanzo often returned to Iga, home of the Hattori ninja clan, where it is said that he learned ninjutsu.

Following the Battle of Okehazama (1560) Tokugawa Ieyasu employed a group of eighty Koga ninja, led by Tomo Sukesada, to raid an outpost of the Imagawa clan. The Koga ninja infiltrated the castle, set fire to its towers, and the killed the lord of the castle along with two hundred of the garrison.

In 1581 Oda Nobunaga invaded Iga province and wiped out many of the organized clans, killing many ninja and their families. The survivors were forced to flee, some of whom approached Tokugawa Ieyasu and were given refuge. After the assassination of Oda Nobunaga in 1582, Hattori Hanzo helped Tokugawa Ieyasu escape to his home province of Mikawa through the Iga and Koga regions.

Prior to the Battle of Sekigahara (1600) it is said that several hundred Koga fighters assisted Torii Mototada and his men in the defense of Fushimi Castle, and helped change the course of Japanese history.

After his victory at Sekigahara, Tokugawa Ieyasu settled 200 men from Iga in the Yostuya district of Edo, and employed them as guards to key gates of his castle, and he and subsequent Shogun used them as intelligence agents. The west gate of Edo Castle is named Hanzo-mon "Hanzo's Gate" in honor of Hattori Hanzo, whose clan, led by Hattori's son, Masanari, lived nearby. Ieyasu also used the Koga ninja to act as a police force and to assist in guarding the outer gate.

Iga ninja were also employed in both Sieges of Osaka Castle (1614-1615), and Koga ninja were recruited by Tokugawa Iemitsu against Christian rebels during the Shimabara Rebellion (1637-1638).

The Tokugawa Bakufu's 1649 law on military service specifically declares that only daimyo can retain the services of a shinobi, or ninja, which formally acknowledged the profession.

The 8th Tokugawa Shogun Yoshimuné (1684-1751) dismissed all mercenary ninja from intelligence work and established the Oniwabanshu (Garden Guardians), a group made up of Negoro ninja from his home province of Kii, to perform security, information gathering, and espionage functions, especially on daimyo and government officials. Positions in the Oniwabanshu were hereditary and members were later thought to be in the samurai class. In the late Tokugawa Period, it is speculated that members of the Oniwabanshu were included in missions sent to the United States to gather intelligence there.

Professional ninja were born into the profession and were trained in specialized skills from childhood:

  • Physical training -- Long-distance cross-country running, swimming, running down hills, holding one's breath for as long as possible, night vision, acrobatics, recovery from throws, tumbling, wrestling, high-jumping into water, pole-vaulting, etc. Stance and posture. Training of strength, dexterity, coordination, and balance, as well as spatial and kinetic awareness.
  • Special climbing skills -- Ropes, trees, walls, grappling hooks, leaping, jumping from heights, etc.
  • Survival -- Including endurance from cold, hunger, and even torture (in case of live capture). Crossing raging rivers and rugged terrain. Creating fire from scratch. Knowledge of edible plants, bugs, shellfish, worms, etc. Knowledge of medicinal plants and antidotes of poisons. Ability to shift bone alignment.
  • Patience and meditation
  • Deception and misdirection -- Including the use of wooden footpads to lay tracks of animals or little children.
  • Military strategy and tactics -- Including political warfare, exploitation of current events, planning of surprise attacks, use of smoke signals, etc.
  • Guerilla warfare -- Setting traps and ambushes. Contaminating or withholding water supplies. Diverting water to flood an area. Destroying bridges or weakening support beams so they would collapse when enemies pass over them. Flame throwing.
  • Psychological warfare -- Disruption of enemy morale. Creating confusion among enemy ranks. Smoke bombs. Starting fires.
  • Espionage and intelligence gathering -- Reconnaissance and scouting. Includes pick pocketing, individually or in teams, torture techniques.
  • Infiltration -- Timing. Determination of weak points. Use of knives, saws, chisels, and other tools for break-ins. Lock picking. Etc.
  • Sabotage -- Making of gunpowder and a variety of explosives including bombs, grenades, and landmines. Large wooden boxes were used to hold explosives to create holes in castles, fortifications, and walls. Small bombs or firecrackers were used as noisemakers to distract bystanders, startle horses, and confuse the enemy.
  • Rope tying
  • Assassination -- The best ninja left no evidence that it was even an homicide.
  • Security -- Includes guarding against infiltration and assassination attempts, setting of traps and trip wires for alarms, and concealment of weapons for emergency use.
  • Stealth -- Camouflage and other forms of concealment, movement without sound to avoid detection, escape tactics, distraction of guards and pursuers, holding still for as long as possible while minimizing breathing, quietly moving underwater with the use of breathing tubes that doubled as blowguns, etc.
  • Assassination -- Knowledge of vital parts and pressure points. Disarming and pinning of victims. Knowledge of poisons.
  • Disguise and impersonation -- Appearance as a priest, samurai, merchant, craftsman, entertainer, puppeteer, or farmer. Knowledge of local dialects and idiom, trade lingo, and social customs.
  • Martial arts -- Swordsmanship, chain & sickle, telescoping spears, staves, daggers, small bows and arrows, various types of shuriken "throwing stars," darts, blowguns, needles, claw weapons, spiked iron knuckles, firearms, unarmed combat, horsemanship, etc. Also study of vital body parts, breaking of bones, and pinning.
  • Meteorology -- Ability to foresee weather changes and to use them to advantage. Awareness of moon phases.
  • Geography -- Classroom study included roads, rivers, tributaries, mountains, temples, botany, entomology, geology, zoology, regional exports and imports, etc.

No one ninja studied all of the above disciplines, of course. Clans specialized in certain aspects of ninjutsu, and to provide all the necessary skills to accomplish a particular mission, teamwork was necessary. Ninja were divided into three ranks:

  • Jonin -- The ninja group leader, who organized the individual assignments.
  • Chunin -- Assistants to the jonin.
  • Genin -- Field agents, who were drawn from the lower class and assigned to carry out the actual missions.

Major historical manuals of ninjutsu include:

Some legendary ninja abilities were:

  • Flight -- With or without the use of kites, birds, etc.
  • Invisibility
  • Shapeshifting -- Especially into animals.
  • Splitting in to multiple bodies -- To confuse the enemy, only one of which was real, perhaps by way of mirrors, as a fanciful explanation.
  • Summoning of animals -- Including the ability to communicate with animals for information.
  • Control over the five elements -- Including control of weather: rain, wind, lightning, etc. Spontaneous combustion.
  • Teleportation

Ninja with his hands in the kuji-kiri position shapeshifting into a giant rat

--1857 woodblock print by Utagawa Kunisada (1786-1865)

These skills originated in manga "Japanese comic books" and popular literature, and may have been perpetuated by the ninja themselves as dissemination of misleading information. They should only be considered for inclusion in the most fantastic of scenarios, such as in animé.

Contrary to popular belief, not all ninja wore black outfits and operated in the dark. Those who acted as spies and infiltrators normally mingled with the citizenry, wore appropriate everyday clothing, and were masters of disguises.

Female ninja were called kunoichi, and trained differently from male ninja. They focused more on disguise, poisons, and female tactics. Kunoichi often posed as entertainers, prostitutes, maids, fortune tellers, etc., to get as close to the enemy as possible to overhear confidential conversations, to seduce them into giving up information, or for assassination. For the latter, they used poison or weapons hidden in their hair, sleeves, fans, shoes, umbrellas, traveling sticks, and body orifices.

The most famous kunoichi is Mochizuki Chiyomé, who created an all-female ninja group in the 16th century, and who was rumored to be from Koga. When her husband died in the 4th Battle of Kawanakajima in 1561, his uncle, Takeda Shingen, asked Lady Chiyomé to create an underground network of female ninja to act as subversive agents who would gather intelligence and deliver coded messages to his allies. She agreed and started recruiting prostitutes, destitute widows, and recently orphaned girls. Initially they were trained as miko "Shinto attendants," which allowed them to travel freely, without suspicion, as religious personages. Later they learned to disguise themselves as entertainers and prostitutes to get closer to their targets. Eventually Lady Chiyomé had set up an extensive network that served Shingen well. He was always well informed of all activities, giving him great advantage over his rivals.

Note that the Japanese traditionally refer to the ninja as shinobi, a different reading of the same kanji, while ninja is a more recent term that is mostly used in the west. The kanji meaning is "one who endures" or "person of stealth." Depending on the era and the region, they were also known by many different names: monomi "seer," rappa "ruffian," kusa "grass," Iga-mono or Iga-no-mono "person of Iga," etc., or sometimes no name at all.

  • Patronages

Daimyo and their vassals amused themselves in many ways:

  • Tea ceremony
  • Zen Buddhism
  • Art
  • Poetry of all kinds
  • Flower viewing
  • Flower arrangement
  • Calligraphy
  • Scent identification -- Including different types of incense
  • Mistresses
  • Entertainment quarters
  • Noh plays
  • Kabuki
  • Buraku -- Puppet plays
  • Kyogen -- Comic skits
  • Partying -- Dancing, singing, eating, drinking, etc., with geisha, dancers, singers, musicians, etc.
  • Brothels
  • Hunting
  • Fishing
  • Falconry
  • Etc.

 

 

 


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